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Last updated at November 13th, 2020If you experience any difficulties logging into the DR Portal, please contact the FINRA Gateway Call Center at (301) 590-6500. If you experience technical difficulties using the DR Portal other than issues logging in, please contact the DR Portal Help Desk at (800) 700-7065.
Status : OnlineTechnology shouldn’t slow you down – it should make you more efficient. That’s why FINRA is launching the new FINRA Gateway. The new compliance portal, powered by FINRA's Digital Experience Transformation, is designed to streamline the FINRA compliance and reporting experience by providing a more flexible solution that can be customized to target your specific needs.
Status : OnlineFINRA may use your personal information submitted via this Web site for any regulatory purpose. This Web site is operated in the United States. If you are located outside of the United States, please be aware that any information you provide to us will be transferred to the U.S. and subject to U.S. laws.
Status : OnlineArbitrators are strongly encouraged to be registered on FINRA’s DR Portal.The DR Portal benefits arbitrators by allowing them to view their current case data, access case documents, utilize the hearing scheduling tool, view upcoming hearing information, update their profile, and submit documents to the case administration team assigned to their cases.
Status : OnlineFINRA may use your personal information submitted via this Web site for any regulatory purpose. This Web site is operated in the United States. If you are located outside of the United States, please be aware that any information you provide to us will be transferred to the U.S. and subject to U.S. laws. By using our Web site, participating in ...
Status : OnlineWarning Your browser is not supported for this site. The following browsers have been tested and are supported at this time. IE version 9 (or higher); Firefox version ...
Status : OnlineFINRA is here to guide you through the investment process so you can make smart financial decisions. We offer tips to help you manage your personal finances and set sound financial goals—and we explain in plain language key investing concepts, different types of investments and investment professionals, and questions to ask. We also provide tools and calculators to help you make informed ...
Status : OnlineFINRA enables investors and firms to participate in the market with confidence by safeguarding its integrity. We deploy deep expertise, leading technology and extensive market intelligence to serve as the first line of oversight for the brokerage industry - all at no cost to taxpayers. We are a not ...
Status : OnlineThe first step to getting started on an application residing on the FINRA Entitlement platform is setting up a User Account via a process called Entitlement. The Entitlement Process encompasses FINRA systems on the FINRA Entitlement platform that FINRA owns and operates as a private sector regulator and systems that FINRA operates on behalf of other regulators.
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